The following general principle and its ten sub-principles are quoted directly from Ethical
Principles in the Conduct of Research with Human Subjects (APA, 1982, p. 5-7). The
complete text can be found at www.apa.org/ethics/code.html
General Principle: The decision to undertake research rests upon a considered
judgment by the individual psychologist about how best to contribute to psychological
science and human welfare. Having made the decision to conduct research, the psychologist
considers alternative directions in which research energies and resources might be
invested. On the basis of this consideration, the psychologist carries out the
investigation with respect and concern for the dignity and welfare of the people who
participate and with cognizance of federal and state regulations and professional
standards governing the conduct of research with human participants.
In planning a study, the investigator has the responsibility to make a careful
evaluation of its ethical acceptability. To the extent that the weighing of scientific and
human values suggests a compromise of any principle, the investigator incurs a
correspondingly serious obligation to seek ethical advice and to observe stringent
safeguards to protect the rights of human participants.
Considering whether a participant in a planned study will be a "subject at
risk" or a "subject at minimal risk," according to recognized standards, is
of primary ethical concern to the investigator.
The investigator always retains the responsibility for ensuring ethical practice
in research. The investigator is also responsible for the ethical treatment of research
participants by collaborators, assistants, students, and employees, all of whom, however,
incur similar obligations.
Except in minimal-risk research, the investigator establishes a clear and fair
agreement with research participants, prior to their participation, that clarifies the
obligations and responsibilities of each. The investigator has the obligation to honor all
promises and commitments included in that agreement. The investigator informs the
participants of all aspects of the research that might reasonably be expected to influence
willingness to participate and explains all other aspects of the research about which the
participants inquire. Failure to make full disclosure prior to obtaining informed consent
requires additional safeguards to protect the welfare and dignity of the research
participants. Research with children or with participants who have impairments that would
limit understanding and/or communication requires special safeguarding procedures.
Methodological requirements of a study may make the use of concealment or
deception necessary. Before conducting such a study, the investigator has a special
responsibility to (a) determine whether the use of such techniques is justified by the
study's prospective scientific, educational, or applied value; (b) determine whether
alternative procedures are available that do not use concealment or deception; and (c)
ensure that the participants are provided with sufficient explanation as soon as possible.
The investigator respects the individual's freedom to decline to participate in
or to withdraw from the research at any time. The obligation to protect this freedom
requires careful thought and consideration when the investigator is in a position of
authority or influence over the participant. Such positions of authority include, but are
not limited to, situations in which research participation is required as part of
employment or in which the participant is a student, client, or employee of the
investigator.
The investigator protects the participant from physical and mental discomfort,
harm, and danger that may arise from research procedures. If risks of such consequence
exist, the investigator informs the participant to that fact. Research procedures likely
to cause serious or lasting harm to a participant are not used unless the failure to use
these procedures might expose the participant to risk of greater harm, or unless the
research has great potential benefit and fully informed and voluntary consent is obtained
from each participant. The participant should be informed of procedures for contacting the
investigator within a reasonable time period following participation should stress,
potential harm, or related questions or concerns arise.
After the data are collected, the investigator provides the participant with
information about the nature of the study and attempts to remove any misconceptions that
may have arisen. Where scientific or humane values justify delaying or withholding this
information, the investigator incurs a special responsibility to monitor the research and
to ensure that there are no damaging consequences for the participant.
Where research procedures result in undesirable consequences for the individual
participant, the investigator has the responsibility to detect and remove or correct these
consequences, including long-term effects.
Information obtained about a research participant during the course of an
investigation is confidential unless otherwise agreed upon in advance. When the
possibility exists that others may obtain access to such information, this possibility,
together with the plans for protecting confidentiality, is explained to the participant as
part of the procedure for obtaining informed consent.